HOWARD, Circuit Judge.
Appellant Dennis Liriano was convicted of conspiracy to possess with intent to distribute a controlled substance, in violation of 21 U.S.C. § 846. After denying Liriano's post-trial motions, the district court sentenced him to eighty-four months of incarceration. Liriano argues on appeal that the evidence at trial was legally insufficient to support the conviction and that various trial errors, either individually or cumulatively, warrant reversal of his conviction. We reject each of Liriano's appellate advances and affirm his conviction.
In evaluating Liriano's claim that the evidence was insufficient to support his conviction, we recount the facts in the light most favorable to the verdict. United States v. Davis, 717 F.3d 28, 29-30 (1st Cir.2013).
On the night of June 17, 2009, United States Border Patrol Agents Christopher Orsetti and Nicholas Francescutti were patrolling in a marked vehicle near the Canadian border in Ellenburg, New York, when they received a call to be on the lookout for an orange Ford Focus with New York license plates. Ellenburg is roughly 45 miles east of the Akwesasne Indian Reservation, which straddles the border between New York and Canada. The Reservation, which cannot be patrolled by federal agents, is known to authorities as a popular location for smuggling illegal aliens and myriad types of contraband, ranging from tobacco to drugs and weapons.
At approximately 10:30 p.m., the agents spotted the wanted car, which was being driven erratically and at a high rate of speed. They stopped the car, and after noting the smell of marijuana, conducted a search and found two duffel bags with approximately fifty pounds of marijuana in each. They also found a smaller bag containing approximately 40,000 pills (roughly twenty-seven pounds) of Benzylpiperazine (BZP), a schedule I controlled drug.
Robert was recruited to assist in the agents' investigation of what appeared to be a drug deal. After he agreed to conduct a controlled delivery, Robert was taken to a motel room that he had rented days earlier in nearby Plattsburgh, New York, where he waited with the agents to receive instructions. The next morning, Robert participated in a series of phone conversations with two French-speaking men. He was eventually instructed to deliver the smaller bag — the one containing the 40,000 BZP tablets — to Rhode Island. Instructions in hand, the agents and Robert left the hotel and flew to Rhode Island.
Upon arrival in Rhode Island, Robert received a text message instructing him to contact a Rhode Island telephone number. He did so, asking for "Henry," as he was also instructed to do. The person who answered the call (later identified as Liriano) however, told Robert that he had dialed a wrong number. After confirming with his contacts that he had, in fact, dialed correctly, Robert prepared to call again. Before he did so, however, Agent Robert Charles instructed Robert to tell "Henry" that he (Robert) "has a package of candy for you." Robert called again and asked, "Are you supposed to see a guy today? To get some candy?" Liriano responded, "Ah ! Okay, okay, okay, okay."
Robert and Liriano subsequently arranged to meet at 266 Adelaide Avenue in Providence. Robert informed his Canadian contact, who responded approvingly and told Robert to text him when the deal was done. At the urging of the agents, Robert made additional calls to both the Canadian contacts and Liriano, eventually changing the location of the meeting to a pharmacy parking lot in Providence.
When the two men met, Liriano expressed concern about surveillance cameras
Liriano and Robert were both charged for their roles in the thwarted deal. Robert pled guilty, but during what would turn out to be Liriano's first trial, he refused to testify despite a grant of immunity. The court found Robert in contempt, and the trial ended with a hung jury. The government did not call Robert to testify in the second trial, which lasted two days and ended with Liriano's conviction. This appeal followed the court's denial of Liriano's post-trial motions for judgment of acquittal and new trial.
We review Liriano's sufficiency claim de novo. United States v. Rios-Ortiz, 708 F.3d 310, 315 (1st Cir.2013). "[R]eversal is warranted only where no rational factfinder could have concluded that the evidence presented at trial, together with all reasonable inferences, established each element of the crime beyond a reasonable doubt." Id. (quoting United States v. Symonevich, 688 F.3d 12, 23 (1st Cir.2012)). We need not conclude "that no verdict other than a guilty verdict could sensibly be reached," but must only be satisfied that the verdict finds support in a "plausible rendition of the record." United States v. Hatch, 434 F.3d 1, 4 (1st Cir.2006) (citations omitted).
To sustain a drug conspiracy conviction, the government must prove beyond a reasonable doubt that an agreement existed to commit the underlying offense and that the defendant elected to join the agreement, intending that the underlying offense be committed. United States v. Paret-Ruiz, 567 F.3d 1, 5 (1st Cir.2009). An agreement to join a conspiracy "may be express or tacit ... and may be proved by direct or circumstantial evidence." United States v. Rivera Calderón, 578 F.3d 78, 88 (1st Cir.2009). Finally, "each coconspirator need not know of or have contact with all other members, nor must they know all of the details of the conspiracy or participate in every act in furtherance of it." United States v. Cortés-Cabán, 691 F.3d 1, 14 (1st Cir. 2012), (quoting United States v. Martínez-Medina, 279 F.3d 105, 113 (1st Cir.2002)), cert. denied sub nom Domínguez-Colón v. United States, ___ U.S. ___, 133 S.Ct. 2765, 186 L.Ed.2d 220 (2013).
Liriano argues that the evidence was sufficient to show only that he attempted to receive some undefined substance, not that he agreed to attempt to receive a controlled substance.
There is no dispute that Robert was operating with instructions to deliver BZP to Providence and that Liriano answered the phone associated with the number provided to Robert. Also, Liriano twice referred to "other people" in his conversations with Robert — in connection with his expectation of a call prior to Robert's and whether those "others" had given Robert his address. The jury could have concluded that he was referring to Robert's associates. Additionally, the jury could have found that the Canadian contact's positive response indicated familiarity with the meeting address that Robert reported, suggesting that there had been previous contact with Liriano. Moreover, Liriano actually appeared at the parking lot to meet with Robert, further evidence that he was participating in the scheme. And he questioned the parking lot's suitability, raising another inference that he was aware of the illegal activity. Finally, Liriano's enthusiastic reaction to Robert's use of the word "candy" — suggested as a euphemism for or description of the BZP pills
Liriano argues that two statements introduced to the jury violated his Confrontation Clause rights. The jury heard an audio recording of Agent Charles instructing Robert to use the word "candy" during his second call to Liriano, and of Robert subsequently using the term when speaking to Liriano. The inability to cross-examine Robert and Charles (neither of whom testified), Liriano claims, violated his confrontation rights in that it prevented him from exploring the meaning of the term "candy" with either of them. Finding that the argument was preserved, we review the claim de novo. United States v. Rivera-Rodríguez, 617 F.3d 581, 590 (1st Cir.2010), cert. denied, ___ U.S. ___, 133 S.Ct. 1306, 185 L.Ed.2d 230 (2013).
The Confrontation Clause of the Sixth Amendment generally prohibits the admission of testimonial hearsay against a criminal defendant. See Crawford v. Washington, 541 U.S. 36, 68, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004). Under Crawford, a declarant's testimonial out-of-court statement cannot be admitted consistent with the Confrontation Clause unless: 1) the declarant testifies; 2) the defendant had a prior opportunity for cross-examination; or 3) the statement is admitted for purposes other than for the truth of the matter asserted. United States v. Hicks, 575 F.3d 130, 143 (1st Cir.2009). In order to cut to the chase, we assume without deciding that Robert's and Charles's statements above were "testimonial." See United States v. Phoeun Lang, 672 F.3d 17, 22 (1st Cir.2012) (observing that Crawford issue includes analysis of whether out-of-court statements were "testimonial"), cert. denied, ___ U.S. ___, 133 S.Ct. 2730, 186 L.Ed.2d 935 (2013).
Here, the question posed by Robert to Liriano — "Are you supposed to see a guy today? To get some candy?" — falls
Agent Charles's instruction to Robert takes us in a slightly different direction. Although the district court's pretrial orders called for the defendant to propose any redactions to any recordings that the government intended to introduce, Liriano did not do so. Such a failure constituted a waiver. See United States v. Cianci, 378 F.3d 71, 104-05 (1st Cir.2004) (noting with approval district court's use of pretrial order requiring defendant to propose redactions to evidentiary tapes and finding that district court's waiver ruling was within its discretion). Notwithstanding Liriano's failure to request a redaction, and even assuming that Agent Charles's instruction to Robert was improperly before the jury, any error in admitting it was in any event harmless beyond a reasonable doubt. See United States v. Cabrera-Rivera, 583 F.3d 26, 36 (1st Cir.2009) (noting that where evidence is admitted in violation of the Confrontation Clause, we may affirm a conviction if the government demonstrates that the error was harmless beyond a reasonable doubt). The record shows that any error in admitting Charles's comment likely redounded to Liriano's benefit: during closing argument defense counsel, in an attempt to undermine the government's case, exploited the fact that Robert needed Charles's prompting. Moreover, as we explained in rejecting Liriano's sufficiency claim, the overall strength of the government's case establishes that any error was harmless beyond a reasonable doubt. See id. (listing factors to consider in harmlessness evaluation).
Liriano alleges that certain comments made by the prosecutor during rebuttal constituted misconduct that warranted a new trial. Some stage-setting is in order. In closing, the prosecutor said:
The defense closing contained the following passage:
Defense counsel also argued:
Next, the prosecutor began his rebuttal with:
Finally, the prosecutor further argued:
Liriano argues that the prosecutor's statement that "candy" was a code word introduced to the jury a fact not in evidence. While the prosecutor indeed asked the jury to make that inference, he did not state that there was evidence proving the meaning of the "code word."
Liriano also argues that the reference to "veteran Customs Agents" constituted improper introduction of evidence because Agent Charles, who provided the "candy" instruction to Robert, did not testify and there thus was no evidence of his experience. Charles's partner, however, testified at length about his own experience and his partnership with Charles.
Finally, Liriano argues that the prosecutor's praise of defense counsel, immediately followed by the claim that counsel misstated the evidence, amounted to an improper attack on defense counsel. First, there is no dispute that defense counsel did misstate the evidence with respect to whether a bag of pills was in the car. Second, in addition to correcting the misstatement, the prosecutor also argued that whether there were pills in the car was irrelevant, thus lessening the already slim chance that the jury would interpret the comments as a credibility attack. Finally, we again observe that any risk to the defendant was further ameliorated by the jury instruction that arguments are not evidence. On this issue, as well, there was no abuse of discretion in the denial of a new trial.
Liriano makes a brief argument that the Montreal body shop business
The conviction is
TORRUELLA, Circuit Judge (Dissenting).
In the trial of Dennis Liriano ("Liriano"), the government bore the burden of proving beyond a reasonable doubt that Liriano conspired to possess with intent to distribute a controlled substance in violation of 21 U.S.C. § 846. A critical fact in the case was thus whether Liriano knew that Xavier Robert's reference to "candy" actually referred to a controlled substance and not to some other form of contraband. Puzzlingly, however, the government chose not to elicit any testimony about the meaning of the term "candy," or about code words or street names used to describe either controlled substances generally or BZP pills specifically. Then, in closing argument, the prosecutor urged the jury to infer the meaning of "candy" based on evidence not presented at trial. Finding the prosecutor's statements at closing argument to be both improper and prejudicial in this case, I believe a new trial is required and I respectfully dissent.
The primary question before the jury, as the prosecutor stated at the beginning of his closing argument, was "whether or not there[] [was] sufficient evidence to establish that this Defendant, Dennis Liriano, knew that `candy' meant illegal drugs." The theory of the defense was that "candy" could have referred to any manner of contraband, and without evidence that Liriano knew "candy" meant drugs, there was insufficient evidence to convict. Throughout the trial, Liriano's counsel repeatedly elicited testimony from government witnesses that all manner of contraband is smuggled into the United States via the Akwesasne Indian Reservation, including weapons, counterfeit prescription drugs, counterfeit Rolex watches, and counterfeit credit cards.
In closing argument, the prosecutor first properly argued that it was reasonable to conclude that "candy" did not refer to chocolate. He added that common sense suggested that a phone conversation about a drug deal would likely be "cryptic" and "coded." The prosecutor then expanded this line of argument in rebuttal, telling the jury:
Defense counsel took issue with these statements. The government had not previously offered any evidence about the experience of the agent who introduced the word "candy." The jury had heard nothing regarding the agents' familiarity with "buzz words" in the drug trade or their understanding of the meaning of "candy." Accordingly, defense counsel moved for a mistrial on the grounds that these statements introduced new evidence unsupported by the record.
Faced with these facts, the majority appears to miss the thrust of Liriano's argument by looking at fragments of the prosecutor's remarks in isolation. As the majority asserts, a comment that "candy" is a code word, considered alone, may indeed be unobjectionable. However, once the prosecutor's statements are considered together and in context, it becomes clear that the prosecutor asked the jury to infer that the agent who introduced the word "candy" did so because he was a veteran agent who knew from his extensive investigative experience that "candy" was a buzz word used in the drug trade. Given that the government introduced no evidence to support such an inference and instead relied upon information not contained in the record, these statements were improper.
"It is well settled that in its closing argument the prosecution may not rely on knowledge or evidence unavailable to the jury." United States v. Hamie, 165 F.3d 80, 84 (1st Cir.1999) (internal quotations omitted). While a "prosecutor may attempt to persuade the jury to draw inferences from the evidence," United States v. O'Shea, 426 F.3d 475, 485 (1st Cir.2005) (internal quotations omitted), these comments may cross the line into misconduct where they "rely on too big an inferential leap." Hamie, 165 F.3d at 84 (citing United States v. Artus, 591 F.2d 526, 528 (9th Cir.1979) (finding the prosecutor's statements in closing argument improper because they referenced the authority of Director of Federal Bureau of Prisons when the Director's powers had not been placed in evidence)); see also United States v. Vargas, 583 F.2d 380, 385 (7th Cir.1978) ("At some point ... the inference asked to be drawn will be unreasonable enough that the suggestion of it cannot be justified as a fair comment on the evidence but instead is more akin to the presentation of wholly new evidence to the jury, which should only be admitted subject to cross-examination,
In this case, the prosecutor relied on knowledge and evidence not available to the jury to support the "inferences" he presented in closing argument. Neither Agent Charles nor Robert ever testified at trial. No evidence of Agent Charles's experience as a customs agent or his rationale for instructing Robert to say "candy" was ever presented to the jury.
Finding that the prosecutor's statements were improper and thus constituted misconduct does not end the analysis, however. "A new trial is unwarranted so long as we are able to conclude with a high degree of confidence that the alleged prosecutorial misconduct did not affect the outcome of the trial." United States v. Smith, 982 F.2d 681, 684 (1st Cir.1993). The likelihood that prejudice stemming from the improper comments affected the outcome of trial is considered in light of the following factors: "(1) the severity of the prosecutor[]'s misconduct, including whether it was deliberate or accidental; (2) the context in which the misconduct occurred; (3) whether the judge gave curative instructions and the likely effect of such instructions; and (4) the strength of the evidence against the defendants." United States v. Castro-Davis, 612 F.3d 53, 66 (1st Cir. 2010) (quoting United States v. Nelson-Rodríguez, 319 F.3d 12, 38 (1st Cir.2003)).
It is clear that the improper statements in Liriano's trial were confined to a few sentences in the prosecutor's rebuttal, and they did not permeate the trial. Additionally, while the court gave only a general jury instruction that arguments were not evidence, as opposed to a specific curative instruction targeting and striking the improper statements, defense counsel did not request any such curative instruction.
However, the context in which the statements were delivered points towards the likelihood of prejudice. As we have repeatedly recognized, "prejudicial statements made during closing argument militate in favor of reversal because they are the last words spoken to the jury by the trial attorneys." United States v. Azubike, 504 F.3d 30, 39 (1st Cir.2007) (internal quotation marks and citation omitted).
Further, and in my view most significantly, the court must consider the
In this case, unlike Smith and Gentles, the evidence of Liriano's guilt was neither uncontested nor abundant. Rather, "this was a close case and the prosecutor's misstatements went to the heart of [the] defense." Azubike, 504 F.3d at 40 (finding prosecutor's statements prejudiced defendant where "there was no direct evidence that [the defendant] knew what was in the package, and the government was required to prove [the defendant's] knowledge through inference"). In fact, the district court itself observed that Liriano's was a "close case." The strongest evidence that Liriano was conspiring to possess with intent to distribute a controlled substance included recorded conversations that implied Liriano was in communication with Robert's handlers, as well as Liriano's reaction to the word "candy." I consider each in turn.
In a recorded conversation, Liriano told Robert that "[t]here are two people who called me at this number. I didn't know. They never called me first." In a second call, Liriano asked Robert, "[d]idn't they give you my address?" The majority argues that "they" could have referred to Robert's handlers, which could support an inference that Liriano was in communication with the conspirators. In addition, Robert spoke with his handlers to verify Liriano's number and address, which the majority interprets as supporting an inference that the conspirators were familiar with Liriano. Such indirect and circumstantial evidence is hardly overwhelming. Cf. United States v. Doe, 860 F.2d 488, 495 (1st Cir.1988) (finding no prejudice after improper comments where "[t]he evidence against them on the possession charge was simply too overwhelming").
The majority also credits Liriano's presence at the meeting with Robert and his reaction to the word "candy" as evidence supporting a finding that Liriano possessed the requisite knowledge and intent. However, both facts are equally consistent with a finding that Liriano was hoping to acquire an illegal good other than a controlled substance, like the weapons and other contraband known to be smuggled via the reservation.
Given the weak circumstantial evidence that Liriano knew Robert was bringing him drugs as opposed to another form of contraband, the prosecutor's argument that the agents knew from experience that "candy" was code in the drug trade was of critical importance and went directly to the heart of the defense. Thus, I am unable to conclude with a high degree of confidence that the prosecutorial misconduct at issue did not affect the outcome of the trial. Accordingly, I would find that the district court abused its discretion when it denied Liriano's motion for a new trial.